The Broker Club

Created seven years ago as a Club, specifically for regulated investment firms, we represent the interests of market participants across all asset classes, attended by CEO, COO, CTO, CFO, Heads of Compliance and Operational Risk.​We support this community through the provision of industry insight, information, education and topical debate, covering; market regulation, governance, risk, compliance, trading and technology, whilst allowing members to network with their peers. Our unique and extensive network of leading industry advisors, specialist consultants, legal firms, and technology providers give members unrivalled access to timely and broad, and deep market knowledge, helping Broker Club members.“People in financial markets compliance are working in a very dynamic industry. Financial Services isn’t static – it is changing all the time, regulations, compliance processes, industry best practices, codes of conduct, and so on. People need to be proactive in staying up to date. Training needs to be constant and kept up to date to stay relevant for the role you do.”

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